Colliers Securities

A full-service investment bank and registered securities broker-dealer offering a wide array of products and services to meet the needs of individuals and institutional investors.

Private Client Group

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Why Us

Formerly operating as Dougherty & Company LLC, we offer over 40 years of experience specializing in investment and capital-raising strategies to meet long-term objectives. Our business has been built on the strength of our longstanding relationships and ability to find innovative financing solutions for our treasured clients and valued industry friends.

Our retail sales force serves the needs of individual investors with bonds, stocks, managed money and insurance products.

Our Services

At Colliers, our clients trust our public finance experts in all aspects of borrowing and financial management, including municipal bond underwriting. We offer a range of robust commercial real estate loans for non-profits, units of state and local government, and other tax-exempt entities. In addition, clients across higher education, government, housing and development, and healthcare all rely on use for underwriting, selling and trading municipal bonds.

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For over 40 years we have delivered wealth management solutions for individuals’ financial needs by combining the qualities and familiarity of a local brokerage firm with the capabilities and resources of a Wall Street clearing firm.

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The Corporate Finance team at Colliers Securities serves as a strategic partner for emerging growth companies in the consumer, energy, healthcare, industrial and technology sectors. Our professional staff provides services to help companies and stockholders create value and meet their corporate finance objectives.

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Colliers Securities provides a multitude of innovative solutions customized to meet the business needs of institutional investors. Whether you are looking for equity or fixed income capital markets solutions, our team can work closely with you to formulate effective strategies. You can trust us to deliver solutions that are as innovative and individualized as your business needs.

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Colliers Securities Overview

Learn more about our products and services specializing in investment and capital-raising strategies that help meet the needs of individuals and institutional investors nationwide.

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Colliers Securities Leadership

Jeff Jacobson
Executive Vice President, Chief Operating Officer
Michelle Sandberg
Executive Vice President, Chief Financial Officer
Roger Norris
Senior Vice President, Private Client Group, Chief Supervisory Officer
Dave Mullen
Senior Vice President, Director of Public Finance
Alan Polsky
Senior Vice President, Fixed Income
Tom Steichen
Executive Vice President, General Counsel & Chief Compliance Officer

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